Sandra Santulli-Marotto, Smita K. Nair, Chris Rusconi, Bruce Sullenger and Eli Gilboa 2
Center for Genetic and Cellular Therapies, Department of Surgery, Duke University Medical Center, Durham, North Carolina 27710
2 To whom requests for reprints should be addressed, at
Department of Surgery, Box 2601, Duke University Medical Center, Durham,
NC 27710. Phone: (919) 684-6465; Fax: (919) 681-7970;
E-mail: e.gilboa@cgct.duke.edu
The potency of cancer immunotherapy can be enhanced by administration
of high-avidity ligands specific to receptors expressed on T cells. Antibodies
or cytokines are the main agents used in such capacity. Antibody-mediated
inhibition of cytotoxic T cell antigen-4 (CTLA-4) function in mice augments
antitumor
immunity and could serve as an important adjunct in cancer immunotherapy.
However, antibody-based therapy used in the setting of chronic diseases
such as cancer poses significant cost, manufacturing, and regulatory challenges.
Here we describe the development of RNA aptamers that bind CTLA-4
with high affinity and specificity. These aptamers inhibit CTLA-4 function
in
vitro and enhance tumor immunity in mice. Moreover, assembly of the
aptamers into tetrameric forms significantly enhances their bioactivity
in
vitro and in vivo. These results demonstrate that aptamers can
be used to manipulate the immune system for therapeutic applications and
that multivalent versions of aptamers may be particularly potent agents
in
vivo.
Activation of naïve T cells is dependent on the delivery of at least two signals by the antigen-presenting cells, an antigen-specific signal via the T-cell receptor and a second signal via costimulatory molecules (1) . CD28, expressed on the cell surface of resting and activated T cells, and its counterreceptors B7-1 and B7-2 expressed on antigen-presenting cells are a major source of costimulatory signals to T cells (2). CTLA-4 (3) is a second high-affinity receptor for the B7 family members that is expressed on activated, but not resting, T cells. However, unlike CD28, CTLA-4 engagement delivers a negative signal, attenuating T-cell responses by raising the threshold of signals needed for T-cell activation (3, 4, 5) . This is consistent with the observations that CTLA-4-deficient mice develop a fatal lymphoproliferative disorder (6 , 7) and that blocking CTLA-4 signaling in vitro with Ab leads to enhanced T-cell receptor and CD28-dependent proliferation of T cells (8 , 9) . CTLA-4 is constitutively expressed on CD25+CD4+ regulatory T cells (10 , 11) , but the functional role of CTLA-4 in this subset of T cells is at present unclear (10, 11, 12, 13, 14) .
In murine studies, blockade of CTLA-4 function in vivo enhanced antitumor T cell-dependent immunity. Treatment of mice with a-CTLA-4 Ab led to the rejection of immunogenic transplanted tumors but had little or no effect on weakly or nonimmunogenic tumors (15 , 16) . Rejection of nonimmunogenic tumors, including pre-established tumors, was achieved if CTLA-4 blockade was used in combination with an immunization protocol (17, 18, 19) or with low-dose chemotherapy(20) under the conditions that neither treatment alone was effective. These observations reinforce the view that CTLA-4 blockade in vivo facilitates the antigen-dependent expansion of T cells by blocking inhibitory signals delivered by CTLA-4. CTLA-4 blockade therefore may serve as a useful adjunct to immunotherapy in the setting of cancer or infectious diseases.
Ab-based therapy, especially in the setting of chronic diseases such as cancer requiring repeated administration of antibodies over a long period of time, poses significant cost, manufacturing, and regulatory challenges. Affinity-based screening of short RNA libraries can be used to isolate aptamers, which bind to their targets with exquisite specificity and high avidity (21 , 22) . In this study, we describe the isolation of aptamers that bind to murine CTLA-4 and block function. Generation of tetravalent derivatives significantly enhanced the bioactivity of the CTLA-4 aptamers in vitro and in vivo. Compared with monoclonal antibodies, the cell-free chemical manufacturing process and the regulatory approval process of aptamers are simple. Aptamers have exhibited little or no immunogenicity in animal and human studies (23) and, because of their small size, exhibit superior tissue penetrance (24) . The isolation of CTLA-4-specific aptamers is the first example of using aptamers to manipulate the immune system.
Animals and Antibodies.
C57BL/6, C3H, and BALB/c mice were purchased from Charles Rivers
Laboratories (Raleigh, NC). In conducting the research described in this
paper, we adhered to the "Guide for the Care and Use of Laboratory Animals"
as proposed by the Laboratory Animal Resources Commission on Life Sciences,
National Research Council. The facilities at the Duke vivarium are fully
accredited by the American Association for Accreditation of Laboratory
Animal Care.
Purified hamster CD3 clone 500A2 and hamster CD28 clone 37.51 with
no azide and low endotoxin were
purchased from PharMingen (San Diego, CA). The a-CTLA-4-producing
hamster hybridoma 9H10 was a gift from J. Allison (University of California
at Berkeley, Berkeley, CA). Cells were grown in a hollow-fiber culture
system, and supernatants were routinely harvested and quantitated for Ab
production. Purification of a-CTLA-4 Ab was
carried out using protein G columns (Amersham Pharmacia Biotech, Piscataway,
NJ), dialyzed into PBS, and then filter sterilized using 0.22 µM
syringe filters (Schleicher & Scheull, Keene, NH). a-CTLA-4
and isotype-control Fab fragments were prepared and purified using the
ImmunoPure Fab Preparation kit from Pierce (Rockford, IL). Control hamster
immunoglobulin was purchased from Jackson ImmunoResearch (West Grove, PA).
In Vitro Proliferation Assays.
The ability of the aptamers to inhibit CTLA-4 function was determined
by quantitating their effect on purified lymph node T-cell proliferation.
Superficial inguinal, axillary, and mesenteric lymph nodes were aseptically
harvested from female BALB/c mice 610 weeks of age and then teased into
single-cell suspensions. Indirect enrichment of T cells was accomplished
using the Murine T Cell Enrichment mixture with the StemSep system (StemCell
Technologies, Vancouver, British Columbia, Canada). Analysis of the purified
T cells was carried out using flow cytometry on a FACScalibur (Becton-Dickinson,
San Jose, CA), and enriched T cells were consistently >95% pure (data not
shown). Purified T cells were seeded at 105 cells/well into
U-bottomed, 96-well plates coated with 0.1 µg/ml a-CD3,
and a-CD28 Ab was added at 10 µg/ml. a-CTLA-4
or isotype-matched control hamster IgG (Jackson Immunoresearch, West Grove,
PA) was used at 20 µg/ml, or Fab fragments were used at 100 µg/ml,
and aptamers were added at 200 nM to a final culture volume of 200 µl/well
in complete RPMI + 10% fetal bovine serum. Aptamers were sterilized using
3-mm 0.22 µM syringe filters (Schleicher & Scheull). Cultures
were incubated in replicates of 310 in 5% CO2 for 72 h and then pulsed
with [3H]thymidine for 1217 h before harvesting using a Tometec
harvester (Perkin-Elmer Life Sciences, Boston, MA) onto glass filtermats
(Perkin-Elmer Life Sciences) and counted using a scintillation counter
(Perkin-Elmer Life Sciences). Each aptamer was tested in a minimum of three
separate assays.
Tumor Immunotherapy Studies.
The F10.9 clone of the B16 melanoma of C57BL/6 origin is a highly
metastatic, poorly immunogenic, and a low class I-expressing cell line
(25)
. GM-CSF producing B10/F10.9 tumor cells were described previously (26)
. The murine MBT-2 cell line, derived from a carcinogen-induced bladder
tumor in C3H mice (27) , was obtained from Dr. T. Ratliff
(Washington University, St. Louis, MO). Cells were maintained in DMEM supplemented
with 10% FCS, 25 mM HEPES, 2 mM L-glutamine, and 1 mM sodium pyruvate.
Murine precursor-derived DCs were generated from bone marrow progenitors
as described previously (28) . At day 0, mice were implanted
with 5 x 104 tumor cells s.c. and immunized with 106
irradiated, GM-CSF-producing B16/F10.9 cells, irradiated MBT-2 cells, or
TERT mRNA-transfected DCs as described previously (29)
. On days 3 and 6, mice were re-immunized in the right flank and received
Ab or aptamer in PBS i.p. Per injection, mice received 667 pmol of Ab,
500-4500 pmol of monomeric aptamers, or 2650 pmol of tetrameric aptamers.
Tumor growth was evaluated every other day starting on day 6. Mice were
sacrificed once the tumor size reached 1520 mm.
We used iterative in vitro selection techniques to screen an RNA-based combinatorial library of >1014 species for those members capable of binding murine CTLA-4 with high affinity. To ensure that the resultant aptamers would be stable in cell culture and in vivo, the starting library contained 2'-fluoropyrimidines. The selection was carried out for nine rounds (M9) against murine CTLA-4/Fc fusion protein, after which no further increase in affinity was seen. The RNAs present in round 9 were converted to cDNAs, cloned, and sequenced. (For additional details, see Supplementary Methods online.)
Oligonucleotide-based
Aptamers Inhibit CTLA-4 Function in Vitro and in Vivo.
The amplification products from round 9 revealed limited sequence
diversity, with eight unique sequences represented multiple times (Fig.
1A) , indicating that the selection was approaching an end point. Clones
representing each sequence (M9-1, -5, -8, -9, -14, and -15) exhibited high
affinity binding to CTLA-4 with Kds ranging from 10 to 70 nM
(Supplementary Table 1 online and data not shown). The
ability of the CTLA-4 binding aptamers to interfere with CTLA-4 function
was tested in vitro. In this assay, purified T cells are suboptimally
stimulated to proliferate by incubation with a-CD3
and a-CD28 antibodies. Consistent with the function
of CTLA-4 to attenuate T-cell proliferation, incubation with an a-CTLA-4
Ab, but not with an isotype control Ab, resulted in an enhancement of T-cell
proliferation (8 , 9) . Several aptamers inhibited CTLA-4
function comparably or better than the a-CTLA-4
Ab (Fig. 1 A, M9-8, M9-9, and M9-14 and data not shown),
whereas other RNA species did not inhibit CTLA-4 function, despite the
fact that they bound to CTLA-4 (Fig. 1A , M9-15 and data
not shown). We selected aptamer M9-9 for further study because it was consistently
the most potent inhibitor of CTLA-4 function (Fig. 1A
and data not shown) and exhibited the highest affinity binding to CTLA-4
of the clones tested (Supplementary Table 1 online).
Fig. 1. In vitro functional characterization of CTLA-4 binding aptamers.
A, sequence of eight clones obtained after nine rounds of selection
(M9).
The frequency of each clone represented in the M9 pool is indicated
in parentheses. In vitro T-cell proliferation assays were performed
using mouse T cells enriched from lymph nodes stimulated with limiting
concentrations of immobilized a-CD3 and soluble
a-CD28
Ab in the presence of a-CTLA-4 Ab or aptamers
(see "Materials and Methods"). Inhibition
of a-CTLA-4 function is reflected in increased
proliferation of T cells in the presence of Ab or aptamers. Isotype control
and a-CTLA-4 Ab were used at 20 µg/ml
(133 nM) and aptamers at 200 and 400 nM. T-cell proliferation was enhanced
in the presence of a-CTLA-4, but not isotype
Ab, and was enhanced in a dose-dependent manner in the presence of M9-8,
M9-9, and M9-14, but not M9-15, aptamers. Bars, SD.
B, inhibition of CTLA-4 function in vitro by Del 60, a
36-nucleotide-long synthetic, truncated derivative of M9-9.
A model for the predicted secondary structure of the Del 60 aptamer
shows the proposed CTLA-4 binding site. A proliferation assay was performed
as above except that Fab fragments of isotype control and CTLA-4 Ab were
used at 100 µg/ml (2000 nM). Bars, SD.
C, inhibition of CTLA-4 with Del 60 and a control aptamer, M8G-28del
69, which binds to CTLA-4 but did not inhibit its function in previous
experiments (data not shown).
Where indicated, the Del 60 aptamer solution was preincubated with
2-fold excess CTLA-4/Fc or human IgG, followed by protein G-coated magnetic
beads before addition to the T-cell cultures. The assay was performed with
five replicates/condition. Bars, SD.
Murine studies have shown that rejection of tumors can be achieved
if Ab-mediated CTLA-4 blockade is used in combination with vaccination
under conditions that neither treatment was effective alone (17,
18, 19) . In Fig. 2 , the ability of the CTLA-4 binding
aptamers to impact on tumor growth was tested in the poorly immunogenic
B16/F10.9 melanoma model (25) used in the previous studies (17,
18, 19) . Mice were implanted with B16/F10.9 tumor cells and either
treated with PBS or immunized with irradiated, GM-CSF-secreting B16/F10.9
(F10.9-GM) tumor cells. The F10.9-GM-immunized groups were injected i.p.
with either Ab or aptamer as indicated in the figure. In this experimental
system, immunization alone had no impact on tumor growth (Fig.
2 , mice immunized and treated with isotype Ab compared with the nonimmunized
PBS-treated group, and data not shown). As seen previously, treatment with
a-CTLA-4
Ab, but not isotype control Ab, led to a significant delay in tumor growth.
Treatment with a-CTLA-4 Ab alone had no impact
on tumor growth (data not shown). Treatment of the immunized mice with
the Del 60 aptamer also inhibited tumor growth, whereas treatment with
the nonfunctional, CTLA-4-binding M8G-28del 69 aptamer was ineffective
(P = 0.04). However, the Del 60 aptamer-mediated inhibition of tumor
growth shown in Fig. 2 (and data not shown) necessitated
the administration of high doses of aptamer, 35 nmol/injection, compared
with 0.667 nmol of a-CTLA-4 Ab. This may reflect
the limited bioavailability of the aptamers in vivo because in
vitro the aptamers were as
effective or superior to a-CTLA-4 Ab
when used at similar molar concentrations of binding sites (Fig.
1) .
Fig. 2. Inhibition of tumor growth in mice treated with the CTLA-4-binding Del 60 aptamer.
C57BL/6 mice were implanted with 5 x 104 B16/F10.9 melanoma
tumors cells in the left flank and either
treated with PBS or immunized with 1 x 106 irradiated,
GM-CSF-secreting B16/F10.9 (F10.9-GM) tumor cells on days 0, 3, and 6 after
tumor implantation. Ab (0.667 nmol/injection) or aptamer (4.5 nmol/injection)
was administered i.p on days 3 and 6. M8G-28del 69 is a truncated derivative
that binds to CTLA-4 but does not inhibit CTLA-4 function in vitro (Fig.
1C and data not shown). Median time to tumor onset was 12 days for
Del 60/Scram, 13 days for isotype-control Ab, and 17 days for Del 60 and
a-CTLA-4
Ab treatment groups. The difference between the control aptamer and Del
60 groups was statistically significant by log-rank test (P = 0.04).
Fig. 3. Derivation of tetravalent Del 60 aptamers.
A, Del 60 tetramer.
Two oligonucleotides were used to generate a linker that
acts as a scaffold to anchor four Del 60 monomers. Four Del 60 monomers
were bound to the linker through single-stranded regions of the linker
as shown. The double-stranded region of the linker consisted of 20 bp,
which formed two complete helical turns and placed two Del 60 monomers
in the same plane at a distance of 6874 Å, capable of binding two
CTLA-4 molecules.
B, proposed interaction of B7-1 and CTLA-4 deduced from crystal
structure (33) .
CTLA-4 exists on the cell surface as a dimer (34)
and is cross-linked by a pair of B7-1 molecules that span 4660 Å.
The distance between the two CTLA-4 dimers when cross-linked by B7-1 is
77Å.
Fig. 4. In vitro functional characterization of the Del 60 tetramers.
Analysis was performed as described in Fig. 1 .
The concentrations of tetramer and monomer are indicated. T-cell proliferation
above the line indicates CTLA-4 inhibition. Enhancement at 0.4 nM Del 60
tetramer
was statistically significant compared with either control (P
< 0.01) or 8nM Del 60 monomer (P < 0.001) using Students
t test. Bars, SD.
Fig. 5. Inhibition of tumor growth in mice treated with Del 60 monomer and tetramer.
A, B16/F10.9 melanoma model as described in Fig.
2 .
Mice were monitored for the appearance of palpable tumors at the
site of tumor implantation. 667 pmol of a-CTLA-4
Ab, 500 pmol of Del 60 monomer, and 50 pmol of Del 60 tetramer were injected
on days 3 and 6. Median time to tumor onset was 20 days for Del 60 tetramer,
21 days for a-CTLA-4 Ab, and 14 days for Del
60/Scram tetramer and isotype-control treatment groups. The difference
between Del 60 and Del 60/Scram tetramer treatment groups was statistically
significant by log-rank test (P = 0.02). Overall significance was
P
< 0.0001 by the Kruskal-Wallis test.
B, MBT-2 bladder tumor model.
Experimental design is essentially as described in A except that
nonmodified, irradiated MBT-2 tumor cells were used to immunize the mice
(see "Materials and Methods"). Median
time to tumor onset was 24 days for Del 60 tetramer, 14 days for Del 60/Scram
tetramer, and 17 days for both CTLA-4 and isotype-control treatment. The
difference between the Del 60 and Del 60/Scram tetramer treatment groups
was statistically significant with by the log-rank test (P = 0.01).
Fig. 6. Del 60 tetramer-mediated enhancement of tumor immunity in tumor-bearing mice immunized with TERT mRNA-transfected DCs.
C57BL/6 mice were implanted with B16/F10.9 melanoma tumors cells s.c. on day 0 and immunized with TERT mRNA-transfected DCs 2, 9, and 17 days after tumor cell implantation. As indicated, 50 pmol of Del 60 tetramer or the control Del 60/Scram tetramer were administered to mice on days 3, 10, and 17. Five mice were used in each treatment group. Mice were monitored for the appearance of palpable tumors at the site of tumor implantation. The log-rank test (Mantel-Haenszel test) was used to determine the differences between individual groups. Relative to the TERT + Del 60 tetramer group, Ps were 0.006 for TERT and 0.04 for TERT + Del 60/Scram tetramer groups. Relative to Del 60 tetramer treatment group, Ps were 0.005 for the actin group, 0.03 for the TERT group, and 0.15 for the TERT + Del 60/Scram tetramer group.
This study represents the first demonstration of using aptamers
to manipulate the immune system in vivo. Using affinity-based in
vitro selection methods, we isolated short oligonucleotide aptamers
that bind murine CTLA-4 with high affinity and specificity (Supplementary
Table 1 online) and interfere with its function in vitro
(Fig. 1) and in vivo (Fig.
2) . However, compared with the CTLA-4 Ab, more aptamer was required
to elicit an effect in vivo (inhibition of tumor growth, Fig.
2 ) than in vitro (enhancement of T-cell proliferation; Fig.
1 ). These observations suggest that whereas the avidity of the aptamers
to their CTLA-4 targets is comparable if not superior to that of the CTLA-4
Ab, the bioavailability of the aptamers in vivo is significantly
reduced. Consequently, the need to administer high doses of aptamer, 1015
nmol/mouse in this study, was challenging, and by extrapolation, would
limit its clinical use.
In vivo bioactivity of aptamers can be enhanced by increasing
the avidity of the aptamers to their target or by extending their persistence
in circulation, or both. Because CTLA-4 also regulates the function of
autoreactive T cells (6 , 7) , we reasoned that increasing
the circulation half-life of CTLA-4 inhibitors could increase the risk
of autoimmune pathology. We therefore chose to improve the in vivo
bioactivity of the aptamers by increasing their avidity to CTLA-4 but not
their in vivo circulating half-life. Here, we show that the in
vivo bioactivity of the CTLA-4 aptamers can be significantly enhanced
by generating tetravalent derivatives (Del 60 tetramer; Fig.
3A ). Consequently, the amount of aptamer required to elicit a biological
effect in vivo was dramatically reduced from 35 nmol/injection
to 50 pmol/injection (Figs. 2 , 5 ,
and 6 , and data not shown). Although not easy to demonstrate
directly, the superior bioactivity of the Del 60 tetramer in vivo
is most likely attributable to enhanced avidity to CTLA-4. This interpretation
is consistent with the in vitro functional studies (Fig.
4) and the observations that tetrameric, but not monomeric, forms of
MHC class I peptides bind to cell surface T-cell receptors with high avidity
(32)
. The method used in this study to generate tetrameric aptamers using an
oligonucleotide scaffold is, however, inefficient, especially for clinical
use. For future studies and clinical applications, simple and cost efficient
chemical coupling methods using solid-phase phosphoramidite coupling chemistry,
flexible polyamine linkers, and other methods could be developed to generate
multimeric aptamers
with defined valencies (38 , 39) .
Aptamers represent a new class of reagents that could potentially
replace the use of antibodies or cytokines to
manipulate the immune system in vivo. Using in vitro
selection methods, bioactive aptamers with specificity and avidity comparable
or superior to that of antibodies can be isolated for any target (for examples,
see Refs. 40, 41, 42, 43, 44, 45 ; reviewed in Refs.
21
, 22 ). The isolation of CTLA-4-specific aptamers is the first example
of using aptamers to manipulate the immune system and can be used to isolate
ligands to other immunological targets of interest such as CD40, 4-1BB,
OX40, B7H1, or transforming growth factor-ß receptor.
Aptamers are synthetic chemicals and not biologicals; hence, manufacturing and especially the regulatory approval process should be much more favorable compared with protein-based clinical reagents. Aptamers can also be chemically modified to enhance their stability, bioavailability, and function (24 , 30 , 31) . Importantly, using procedures whereby selection rounds alternate between two related targets, such as human and murine CTLA-4, aptamers can be isolated with cross-species specificities (44) and hence can be tested in preclinical animal models for bioactivity and toxicity prior to clinical applications.
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 Supplementary data for this article are available at Cancer Research Online: http://cancerres.aacrjournals.org/cgi/content/full/63/21/7483
2 To whom requests for reprints should be addressed,
at Department of Surgery, Box 2601, Duke University Medical Center, Durham,
NC 27710. Phone: (919) 684-6465; Fax: (919) 681-7970;
E-mail: e.gilboa@cgct.duke.edu
3 The abbreviations used are: CTLA-4, cytotoxic
T cell antigen-4; Ab, antibody; GM-CSF,
granulocyte/macrophage-colony stimulating factor; DC, dendritic
cell; TERT, telomerase reverse transcriptase.
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