Prof. John H. Frenster, Rockefeller Institute, New York, NY 10021
For the purpose of analysis, a system may be defined as an integrated
assembly of components which, by their interaction, effect some characteristic
change on a substrate presented to them (6). Implicit
in this definition is the concept of a flow of matter, energy or information
first being presented to the system as an input load, then undergoing some
characteristic transformation within the system, and finally emerging from
the system as an output. Because of the flow or traffic characteristics
of such substrates, they are recognized as throughputs, and the systems
effecting their transformation as throughput systems (7).
Most, if not all, of the human systems of medical interest have been shown
to be examples of throughput systems (8), each with its
own specific type of throughput units and with its own characteristic transformation
of such units (8).
In the identification of the variables within such human throughput
systems, three general categories of independent variables have been recognized
(9). These are the input load of throughput units presented
to the system for transformation, the available capacity of the system
to effect transformation of these units, and the resistance opposing the
exit of the transformed units from the system. By contrast, the output
rate of transformed units from the system is a dependent variable, being
determined by the interaction of the input load, the system capacity, and
the resistance to output from the system (7).
Under pathological circumstances the system capacity may decrease
or the input load or the resistance to output may increase (10),
so that the rate of arrival of throughput units into the system will exceed
the rate of departure of transformed units from the system. In such a situation,
the capacity of the system may become saturated and limiting, and waiting
lines or pools of arriving throughput units may accumulate before the active
service channels of the system (Fig. 1).
This congested state of the system can be conveniently analysed
by a deterministic form of queueing theory (4, 7).
Fig. 1. Analytic model of queueing and renewal within human throughput
systems.
Fig. 1. Analytic model of queueing and renewal within human throughput systems. Throughput units awaiting transformation form waiting lines or pools before the service channels. An orderly and continuous turnover of service channels is mediated by a renewal mechanism which permits adaptive changes in the number of existing channels. Not all the existing channels need be in an active state nor be operating at a maximal rate of transformation per channel.
The length in units (L) of the waiting line formed in the
buffer storage area of such a congested system is the sum of the initial
waiting line-length (Lo) and the integral of the difference
in the rates of arrival (A) and departure (D) of throughput
units from the system during the time-interval being examined:
Equation 1.
Within most human systems, a waiting line of some finite length exists in the normal state (8). The presence of such a normal waiting line permits the smooth continuous flow of throughput units that is characteristic of these systems. In pathological circumstances, in which either system capacity is reduced or system input load or resistance to output is increased (9, 10), the length of the waiting line increases to exceed some value (Lpath) that is characteristic for each system, and which has been recognized statistically as a boundary value (7) correlating clinically with the transition from latent disease to overt disease (8). Individual systems in which the length of the waiting line exceeds the value of (Lpath) under basal conditions are recognized as being in a state of overt failure (8). Conversely, systems in which the length of the waiting line under basal conditions is less than the value of (Lpath) are recognized as being either in a state of health or in a state of latent failure (8). The clinical use of load-tolerance tests (11) has been useful in distinguishing and quantitating these states in the health-disease continuum (8).
If under basal conditions a test input load is administered to a
particular system at a rate (Atest) which is just sufficient
to lengthen the existing waiting line length (L) to the known boundary
value (Lpath), and if (Dtest) be the additional system
output resulting from such a test load beyond that of the existing system
output (D), then:
Equation 2, where the magnitude of the test administration rate (Atest) is a quantitative measure of the load-tolerance of the system at the existing levels of system capacity, input load, and resistance to output (7). Such load-tolerance of a human throughput system is a dependent variable determined by the degree to which the available system capacity is in excess of that needed at the existing basal levels of input load and resistance to output (8). In latent disease, the load-tolerance of the affected system is less than in the normal state, while in overt disease load-tolerance is reduced to zero and usually assumes a negative value (7). A state of health within a particular system is thus characterized by a high load-tolerance within the system, and by measuring its load-tolerance, the magnitude of health or disease of a throughput system may be quantitatively determined (8).
The capacity of a human throughput system is usually not constant,
but rather is variable and responsive to demands placed on the system (9,
10). Thus, pathological increases in the length of the system waiting
line or decreases in the rate of system often result in adaptive increases
in the capacity of the system (10). These throughput
system changes are mediated by superimposed control systems which continuously
sample the throughput system waiting lines and output rates (7),
as well as communicate changes in other distant systems. Adaptive increases
in system capacity are achieved by either an acceleration, an activation,
or a hypertrophy of existing service capacity (7). In
the context of queueing theory (4,
7),
acceleration involves a decreased service time needed to effect a unit
transformation within a service channel; activation involves a conversion
of existing idle service channels to the active state; and hypertrophy
involves a net increase in the total number of existing service channels
(Fig. 1).
The service channels of nearly all human throughput systems are
being constantly formed and broken down in an orderly turnover that can
be conveniently analysed by renewal theory (5). Hypertrophy
of system capacity could be achieved during such channel turnover by either
an increased rate of new channel formation or by a decreased rate of old
channel breakdown. It is now evident that either or both of these renewal
mechanisms are used by diverse human throughput systems in the adaptive
hypertrophy of their system capacity (12).
The net increase (delta N) in the number of service channels
in such a hypertrophy response is a dependent variable determined by the
rate of new channel formation (F) and the rate of old channel breakdown
(B) within the system during the time-interval being examined:
Equation 3.
Conversely, when system waiting lines decrease or when system output rates increase for a sustained period, these renewal mechanisms effect a corresponding atrophy of the system capacity, with (delta N) assuming negative values, the effect of such adaptive atrophy being to restore the balance between system capacity and the reduced demand placed on the system (9).
Such adaptive changes within human throughput systems play a decisive
part during the onset, course and therapy of many disease states (8,
10). A quantitative analysis of the queueing and renewal
mechanisms which underlie these adaptive changes permits both greater insight
(12) and more effective control (11)
of these pathological states.
I thank Prof. Mark Kac and (the late) Prof. Norbert Wiener for their
kind encouragement, and Dr. William R. Best for his advice.
This work was carried out during the tenure of a Research Career
Development Award (CA-17857) from the
U. S. Public Health Service.
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1962).
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12. Frenster JH, "An Introduction to Human Throughput Systems Analysis",
in preparation.
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3. Frenster JH, "Medicine 275: Systems Analysis of Latent Disease".
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